U.S. Broker-Dealer With a Global Mindset

Specializing in Cross-Border
Capital Markets Solutions

About ARC Group Securities

ARC Group Securities
specializes in providing comprehensive capital
markets and investment
banking services.

ARC Group Securities LLC is a FINRA-registered broker-dealer. The firm specializes in providing comprehensive capital markets and investment banking services to emerging growth and mid-market companies globally, with a focus on bridging Asia and Western markets.

ARC Group Securities LLC (“ARC Securities”), a wholly owned subsidiary of ARC Group.

Full spectrum of Capital Market Services - ARC Group Securities

Full spectrum of
Capital Market Services

Our services span a full spectrum of capital markets advisory, including but not limited to IPOs, financing solutions, and SPAC transactions. ARC Group Securities supports clients in navigating complex public listing processes, raising capital, and executing strategic transactions, with deep expertise across Asian and Western markets.

Broker-Dealer Services for Capital Market - ARC Group Securities

Our Services

IPO

IPO

We guide companies through every stage of their IPO journey, providing strategic, regulatory, and operational support to ensure a seamless transition to public markets.

SPAC & DeSPAC

SPAC & DeSPAC

As a global leader in SPAC and DeSPAC transactions, we deliver comprehensive advisory services to sponsors and targets, helping unlock value and drive successful market entries.

RTO

RTO

We specialize in Reverse Takeover (RTO) transactions, offering tailored guidance from structuring and preparation to post-merger integration for a smooth public listing.

Other Services

Other Services

We also provide private placements, structured financing solutions, and strategic capital markets advisory, supporting clients in achieving growth and long-term success.

Our Capital Market Advisory Services

Public Listing Advisory for:

  • Initial Public Offering (IPO)
  • SPAC listing
  • Direct listing
  • DeSPAC
  • Reverse Takeover (RTO)

Capital Raising Advisory for:

  • Equity and Debt Issuances
  • Private Investment in Public Equity (PIPE)
  • Registered Direct Offering
  • Follow-on Offerings
  • At-the-Market Offering
  • Convertible Equity & Debt
  • Equity Line of Credit (ELOC)
  • Fixed Income Offering

Other Services for Public Companies:

  • Accounting
  • SEC compliance
  • Non-Deal Roadshows

Latest News

ARC Group Securities Expands U.S. Brokerage and Advisory Business
News |  09 November, 2026

ARC Group Securities Expands U.S. Brokerage and Advisory Business

FINRA approval adds retail trading, M&A advisory and proprietary trading to the firm’s underwriting capabilities. ARC Group Securities LLC today announced that it has received approval from the Financial Industry Regulatory Authority (FINRA) to expand its business activities to include retail trading, M&A advisory and proprietary trading. The approval enables the firm to open individual […]

ARC Group Securities LLC Launches Research Desk
News |  13 August, 2026

ARC Group Securities LLC Launches Research Desk

ARC Group Securities LLC, a FINRA-registered broker-dealer and member of Nasdaq and NYSE American, today announced the launch of its research desk. This new offering adds research and market commentary to the firm’s existing capital markets, and brokerage capabilities, and will be led by David Riedel. The research desk provides clients with independent analysis to […]

News
ARC Group Securities Contact us

Contact ARC Group Securities

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ARC Group Securities Offices

New York

New York

444 Madison Avenue,
33rd Floor
New York, NY 10022
USA
Phoenix

Phoenix

398 South Mill Avenue
Tempe, AZ 85281
USA