ARC Group Securities LLC(“ARC Securities”) is pleased to announce that it has received approval from the Financial Industry Regulatory Authority (FINRA) to operate as an underwriting broker-dealer in the United States. This significant milestone marks a major step in expanding ARC Securities’ capital markets platform and deepening its ability to support growth-focused companies seeking access to U.S. public markets.
“This approval represents a critical advancement in our commitment to providing comprehensive and compliant financial solutions,” said Ian Hanna, CEO at ARC Securities. “Becoming a registered underwriting broker-dealer allows us to directly engage in securities transactions in the U.S., including underwriting IPOs and other public offerings, strengthening our ability to serve clients with global ambitions.”
With the expanded FINRA broker-dealer license, ARC Securities can now act as an underwriter, offer private placements, and execute a wide range of capital markets transactions within the United States. This capability positions ARC Securities to deliver integrated advisory and execution services to companies pursuing growth, strategic expansion, and access to new investor bases.
ARC Securities combines deep industry knowledge with a client-focused approach to deliver tailored capital markets solutions. The approval further underscores its commitment to operational excellence, regulatory integrity, and high-quality service.
For more information on ARC Securities, please visit: www.arc-securities.com.
ARC Group Securities LLC is a FINRA-registered broker-dealer headquartered in San Francisco. The firm provides a full range of investment banking and capital markets services to emerging growth and mid-market companies globally, focusing on delivering customized financial solutions to help clients achieve transformative growth.
This press release contains certain “forward-looking statements.” These statements are made under the “safe harbor” provisions of the U.S. Private Securities Litigation Reform Act of 1995. Statements that are not historical facts, including statements about future plans and expectations, are forward-looking statements. Words such as “will,” “expect,” “believe,” “estimate,” and “plan” indicate such forward-looking statements. Actual results may differ materially from those indicated by these statements due to various risks and uncertainties. The company undertakes no obligation to update these statements except as required by law.
Ian Hanna
CEO
ian.hanna@arc-securities.com
